Manuel A. Romero Rey

PROFESSIONAL INFORMATION

Manuel Romero is a Founding Partner of Romero Rey Abogados, specializing in Commercial Law, Securities Market Law, and Administrative Law.

State Attorney since 1998, on voluntary leave since 2004.

As a State Attorney, he served as Deputy Director of Legal Services for the National Securities Market Commission (CNMV) from 2000 to 2004 and in the Energy department of the Ministry of Industry. In the courts, he was assigned to the High Court of Justice of Madrid in both the criminal and administrative litigation jurisdictions.

In 2004, he founded ROMERO REY ABOGADOS, a firm specializing in Securities Market, Commercial, and Administrative Law. Since its inception, he has participated in some of the most significant financial operations in Spain.

His clients include some of the leading Spanish and multinational companies, especially in the financial and civil engineering sectors.

ACADEMIC BACKGROUND

Law Degree from the University of Córdoba.

State Attorney, on voluntary leave.

Professor and organizer of several specialized courses in the financial sector at Instituto de Empresa.

2023 – Advice on the transformation of a company into a securities firm and secretarial duties, including preparing powers of attorney, minutes, board meetings, formalizing certain agreements, etc.

2023 – Corporate advice to a leading hotel and real estate development company: preparation of General Meetings and Board Meetings, granting of powers of attorney, execution of corporate resolutions until their full registration, etc.

2023 – Advice on the transformation and merger of several companies in the real estate development sector.

2022 – Advice on financing matters (over 40 million euros) to one of the main Spanish credit institutions regarding the ex officio review of an administrative concession.

2022 – Advice and defense of a leading company in comprehensive water management regarding the price review stipulated in the applicable administrative agreement.

2022 – Legal advice and defense of a leading company in comprehensive water management regarding the ex officio review of the applicable administrative agreement. Amount exceeding 25 million euros.

2021-2021. Advice to an asset securitization fund on different alternatives for the dissolution of the funds.

2021 – Advice to a credit institution regarding the granting of mortgage loans for real estate development.

2021 – Legal advice to a SOCIMI listed on BME Growth.

2021 – Advice and incorporation of a special purpose vehicle company for the purchase and sale of properties intended for decontamination work.

2021 – Claim for damages in the liquidation of a construction contract, on behalf of one of Spain’s leading construction companies, against a multinational in the energy sector.

2021 – Administrative litigation claim for damages against a relevant Spanish city council for breach of an urban planning agreement. Amount exceeding 20 million euros.

2020-2021 – Advice to various asset securitization funds on the resolution of swap and floor (ISDA) contracts signed by each with a major international financial institution as counterparty, including legal analysis of the occurrence of an early termination event and its consequences.

2018-2021 – Claim, on behalf of various investors, for losses suffered after the acquisition of shares and other financial instruments.

2017-2023 – Advice and defense before Spanish and European Union courts for investors (retail and institutional) harmed by the resolution of a credit institution.

2017-2021 – Legal advice and defense in court of a major Spanish bank (IBEX 35) regarding loans granted in currencies other than the euro.

2016-2021 – Defense of one of the main Spanish credit institutions in various proceedings claiming the nullity of multi-currency loans.

2012-2021 – Advice to a major listed company in the energy sector on securities market matters.

2004-2021 – Corporate and securities market advice to a major asset securitization fund management company for the establishment and management of asset securitization funds.

2020 – 2022 – Defense of a multinational in the energy sector in a declaratory action of ownership over certain properties intended for the construction of a power station.

2020 – 2023 – Civil claim for damages on behalf of various Asset Securitization Funds.

2020 – 2022 – Filing of an appeal for protection (recurso de amparo) against a judgment of the High Court of Justice of Madrid upholding an action for annulment of an arbitration award.

2020 – Advice to a major foreign banking entity for the commencement of operations in Spain through the acquisition of a bank.

2018-2020 – Advice to a major company on partner separation.

2018-2020 – Board Secretary of a SGIIC (Collective Investment Scheme Management Company).

2018-2020 – Advice on corporate governance to a major listed company in the real estate sector.

2019 – Advice throughout the process of establishing a venture capital fund management company, and the implementation of internal procedures and codes of conduct to prevent and combat market abuse and money laundering regulations.

2018 – Advice on the corporate restructuring of an asset securitization fund management company, including authorization from the CNMV and SEPBLAC.

2017 – Arbitrator for the Spanish Court of Arbitration in two cases related to credit insurance policies.

2016 – Legal advice and execution of all actions for the incorporation and listing on the Alternative Stock Market (MaB) of a SOCIMI. Since its incorporation, advice on regulatory and corporate matters – Board Secretary.

2011 – Advice to a leading listed company in the energy sector on a takeover attempt, regarding securities market matters and consultations with the CNMV.

2009 – Establishment of the Electricity System Deficit Securitization Fund, Asset Securitization Fund (FADE).

2005-2008 – Advice to a listed company in the energy sector on the takeover bid for ENDESA.

2005 – Modification of a major asset securitization fund.

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